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Securities Fraud

Securities case against brokerage house
Arbitration

    Client, a businessman in Mexico, referred to our office by major Dallas law firm. Arbitration award after three day hearing. The arbitrator found unauthorized trading in client’s account.

 

Securities case against brokerage house
Arbitration

    Client, a physician in Mexico, referred to our office by major Dallas law firm. Settlement of arbitration claim alleging unsuitable investments.

 

Securities case against major brokerage house
Arbitration

    Client, prominent Dallas physician, claimed unauthorized trading, churning and unsuitable investments. Settlement prior to arbitration hearing.